263 McLaws Circle,
Commitment to Your Private Information. Prospera Financial Services ("Prospera") and its Financial Professionals are committed to safeguarding client confidential information. Prospera holds all personal information provided by clients in the strictest confidence and it is the objective of Prospera to protect the privacy of you and all of our clients.
Why We Collect and How We Use Information. To conduct regular business, administer, manage, service, and provide related services for client accounts, it is necessary for Prospera to collect and provide access to customer information within the firm and to nonaffiliated companies with whom Prospera has entered into agreements. To provide the utmost service, Prospera will collect and disclose the information below regarding customers and former customers, as necessary, to companies to perform certain services on Prospera's behalf.
Sharing Information with Other Companies Permitted or Required Under Law. Prospera shares non-public information to service client accounts. Prospera may also provide customer information outside of the firm as permitted or required by law.
Disclosure of Information to Your Financial Professional. Prospera recognizes that you have elected to open accounts with us due to the efforts of your Financial Professional. If your Financial Professional elects to leave Prospera for another registered broker-dealer or investment advisor, Prospera will allow the Financial Professional to take your information to the new firm, subject to the requirements or limitations of applicable law. If you do not want your Financial Professional to transfer your information from Prospera to the Financial Professional's new firm in the event he or she decides to leave Prospera for another registered broker-dealer or investment advisor, please contact us at 972-581-3000.